Posted Oct 27, 2016 - Requisition No. 55280
Bloomberg's EMEA Compliance team in London is looking for an experienced person to join the EMEA Compliance team to act as Chief Compliance Officer of the newly-formed Bloomberg Trade Repository ("TR"), and provide compliance support to Bloomberg LP where appropriate.
The EMEA Bloomberg Compliance Department is part of the Global Bloomberg Compliance Department and provides compliance coverage of Bloomberg's regulated entities and products, as well as compliance support for Bloomberg's non-regulated products and services. The Compliance Department works closely with the Legal Department to address regulatory issues, ensuring compliance with current and developing rules and regulations, and corresponding with regulators.
This is a unique team which utilises the diverse skills and experience of all members to succeed in covering many different products and regulatory requirements. It offers an environment to share knowledge and experiences, and to develop individually in a company that positively encourages collaboration and teamwork.
Bloomberg's EMEA Compliance team based in London is looking for a suitably experienced individual to take the role of Chief Compliance Officer of Bloomberg Trade Repository Limited ("BTRL"), which requires the person to be registered as such with the European Securities and Markets Authority ("ESMA"). It is a senior position with responsibility for providing appropriate compliance oversight of Bloomberg's ESMA authorized trade repository.
The ideal candidate will have relevant regulatory experience with regard to EMIR regulations, will be familiar with wider European regulations as well as FCA requirements, and be able to manage and operate a compliance program for Bloomberg's TR with the requisite policies, procedures and controls. It is also expected that the individual will provide compliance support to other Bloomberg LP functions, notwithstanding the primary focus to BTRL. Good communication and interpersonal skills are essential, together with the ability to work as part of a team with a real drive to add value to the firm.
You will be part of a busy and dynamic EMEA Compliance team, reporting directly to the EMEA Head of Compliance, with a mandate to ensure that the compliance program for the TR is up-to-date and effective. As part of the EMEA Compliance team you will also get the opportunity to work with colleagues responsible for other Compliance functions and Bloomberg businesses - this is a unique opportunity to join a first-class Compliance function at a premier firm.
Apply if you think we're a good match. We'll get in touch to let you know what the next steps are, but in the meantime feel free to have a look at this:
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