Compliance Officer - Bloomberg Multilateral Trading Facility (MTF)

Careers at Bloomberg

Back to Search

London

Posted Sep 18, 2017 - Requisition No. 62106

The global Bloomberg Compliance Department provides coverage of Bloomberg's regulated entities and products including support for Bloomberg's non-regulated products and services. We work closely with our Legal Department to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators.

What's the role?

Bloomberg is looking for an experienced person to join the EMEA Compliance team in London as part of the recently-launched Bloomberg Multilateral Trading Facility ("MTF"), which is authorised by the FCA and other global regulators. You will have relevant regulatory/compliance experience with regard to financial markets and products and be familiar with FCA and European rules and Market Abuse requirements.

We'll trust you to:

  • Provide guidance on and implement controls relating to all FCA rules applicable to an authorised MTF
  • Assist the business with developing MiFID II solutions and ensure regulatory compliance post-Jan 2018
  • Write and implement policies and procedures, developing existing compliance processes
  • Respond to participant enquiries, providing guidance in relation to the operation of the MTF and its Rulebook
  • Work closely with, and advise, the Compliance Monitoring and AML teams
  • Undertake market supervision of participant activity, including trade surveillance
  • Manage and submit regulatory returns
  • On-board/enable participants and take care of membership queries
  • Act as the second line of defence in a dynamic, forward thinking business
  • Develop and maintain training programmes for employees

You'll need to have:

  • Familiarity with the financial markets, electronic trading, and FCA and EU regulatory developments
  • Experience responding to regulatory changes and FCA enquiries
  • Experience in drafting policies, procedures and manuals, along with preparing reports for regulatory bodies and internal management
  • The ability to advise on regulatory changes and developments
  • An analytical mind, the ability to tackle complex problems and streamline processes

We'd love to see:

  • Knowledge of MiFID II/ MiFIR
  • Strong understanding of one or more of the following asset classes: IRS, CDS, FX derivatives, Equity derivatives and Commodity derivatives
  • Bachelor's Degree

If this sounds like you:

Apply if you think we're a good match. We'll get in touch to let you know what the next steps are.

Bloomberg is an equal opportunities employer and value diversity at our company. We do not discriminate on the basis of race, religion, colour, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

Similar jobs

    The Bloomberg Talent Network

    Stay connected with us and be among the first to learn about new job opportunities. We’ll use the information you provide to help us get in touch with you to align your expertise with our opportunities and better direct our conversations.

    CONNECT WITH US