Posted Apr 11, 2017 - Requisition No. 56930
Bloomberg's EMEA Compliance team in London is looking for an experienced person to join the EMEA Compliance team to act as Compliance Officer of the recently-launched Bloomberg Multilateral Trading Facility ("MTF"), and provide compliance support to Bloomberg LP where appropriate.
The EMEA Bloomberg Compliance Department is part of the Global Bloomberg Compliance Department and provides compliance coverage of Bloomberg's regulated entities and products, as well as compliance support for Bloomberg's non-regulated products and services. The Compliance Department works closely with the Legal Department to address regulatory issues, ensuring compliance with current and developing rules and regulations, and corresponding with regulators.
This is a unique team which utilises the diverse skills and experience of all members to succeed in covering many different products and regulatory requirements. It offers an environment to share knowledge and experiences, and to develop individually in a company that positively encourages collaboration and teamwork.
Bloomberg's London Compliance team is looking for an experienced Compliance Officer, reporting to the Chief Compliance Officer of Bloomberg's Multilateral Trading Facility (MTF), which is authorised by the FCA. The ideal candidate will have regulatory experience with regard to financial markets and products, be familiar with FCA and European rules and Market Abuse requirements, and be able to undertake market supervision of participant activity, including trade surveillance. Good communication and interpersonal skills are essential, together with the ability to work as part of a team with a real drive to add value to the firm.
You will be part of a busy and dynamic EMEA Compliance team, reporting to the Chief Compliance Officer for the Bloomberg MTF, with a mandate to ensure that the compliance program for the MTF is up-to-date and effective as well as ensuring the MTF market is monitored for market abuse. As part of the EMEA Compliance team you will also get the opportunity to work with colleagues responsible for other Compliance functions and
Bloomberg businesses - this is a unique opportunity to join a first-class Compliance function at a premier firm.
Apply if you think we're a good match. We'll get in touch to let you know what the next steps are, but in the meantime feel free to have a look at this:
Bloomberg is an equal opportunities employer and value diversity at our company. We do not discriminate on the basis of race, religion, colour, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.