Posted Apr 6, 2017 - Requisition No. 57946
Bloomberg is looking for an experienced person to join the EMEA Compliance team in London to act as Compliance Officer of the recently-launched Bloomberg Multilateral Trading Facility ("MTF").
The EMEA Bloomberg Compliance Department is part of the Global Compliance Department and provides compliance coverage of Bloomberg's regulated entities and products, as well as compliance support for Bloomberg's non-regulated products and services. The Compliance Department works closely with the Legal Department to address regulatory issues, ensuring compliance with current and developing rules and regulations, and corresponding with regulators.
This is a unique team which utilises the diverse skills and experience of all members to succeed in covering many different products and regulatory requirements. It offers an environment to share knowledge and experiences, and to develop individually in a company that positively encourages collaboration and teamwork.
You will report to the Chief Compliance Officer of Bloomberg's Multilateral Trading Facility (MTF), which is authorised by the FCA. The ideal candidate will have significant regulatory experience with regard to financial markets and products, be familiar with FCA and European rules and Market Abuse requirements, and be able to undertake market supervision of participant activity, including trade surveillance.
Conduct continuing education for sales and product
Apply if you think we're a good match. We'll get in touch to let you know what the next steps are.
Bloomberg is an equal opportunities employer and value diversity at our company. We do not discriminate on the basis of race, religion, colour, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.