Posted Aug 30, 2018 - Requisition No. 69635
Bloomberg’s Legal Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that come with being the world’s leading financial news and information company. Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems. We recognize the value of diversity and inclusion and the importance of giving back to our communities as evidenced by our award-winning pro bono program.
The Global Compliance team within Bloomberg’s Legal Department provides coverage of Bloomberg's regulated entities and products including support for Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. Bloomberg has regulated activities that include regulated trading venues (e.g., UK Multilateral Trading Facility, US Swap Execution Facility), MIFID II benchmark activities, a US Broker/Dealer, and other regulated offerings globally. The Global Compliance team includes a Compliance Monitoring and Oversight function that has a broad coverage mandate which includes: maintaining relevant internal policies, reviewing product design and implementation, providing expert advice and guidance, delivering appropriate training, and conducting trade surveillance.
Bloomberg’s Americas Compliance team based in New York is looking for an experienced Compliance Officer to join its Compliance Monitoring Program (CMP) function and help lead the Americas program. The CMP provides compliance monitoring and testing for a variety of regulated businesses within the Americas region including Bloomberg's US Broker Dealer, US Swap Execution Facility, US financial news offerings, and others. A critical aspect of this role will be coordination and collaboration with the Compliance Monitoring leads for EMEA (based in London).
You will design and help conduct risk assessments, regulatory gap analysis, and monitoring/testing corresponding to the overall Compliance Monitoring Plan (CMP). You'll design and maintain CMP processes. You will have relevant Compliance experience in financial services regulation, in particular good knowledge of US and/or EU rules combined with an understanding of financial markets and products. Good communication and interpersonal skills are essential along with the ability to work as part of a team with a real drive to add value to the firm.
Apply if you think we're a good match. We'll get in touch to let you know what the next steps are, but in the meantime feel free to have a look at this:
Bloomberg is an equal opportunities employer and we value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.