Compliance Officer - Research and Valuation

Careers at Bloomberg

New York, NY

Posted Apr 17, 2018 - Requisition No. 66595

Our Team:

Bloomberg’s Legal Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal and compliance issues that come with being the world’s leading financial news and information company. Our team is made up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.

As a member of our Department, you will be part of a team that recognizes the value of diversity and inclusion and the importance of giving back to our communities as evidenced by our award-winning pro bono program. This is an excellent opportunity to work in an exciting and dynamic environment.

What's The Role?

We are seeking a Compliance Officer who will be responsible for supporting Bloomberg's Research and Valuation products including Bloomberg Intelligence, Bloomberg Indices, BNEF and BVAL. The Compliance Officer will share responsibility for 800+ related employees, while working closely with Legal Colleagues, Business Leaders, Research Analysts, Editors, and Engineers. You will report into the Senior Compliance Officer responsible for research and valuation compliance.

We'll Trust You To:

  • Travel regularly between our Skillman, NJ, office and our NYC Office
  • Enforce, train, update employees on Codes of Conduct for the research and valuation products
  • Administer the surveillance program for the research and valuation products
  • Actively test compliance policies and procedures, and identify need for enhancement
  • Identify and advance potential regulatory or ethical issues
  • Work closely with a broad range of Bloomberg employees including Business Leaders, Internal Counsel, and Engineers to provide guidance and implement consistent compliance standards

You'll Need To Have:

  • Min 3 years’ experience in the financial industry with broad knowledge of financial concepts
  • Strong organizational and analytical skills
  • Excellent communication and interpersonal skills
  • Ability to identify, raise, and present contentious issues to managers and HR
  • Exposure to Investment Advisor or Broker-Dealer regulation preferred
  • Ability to work well in a dynamic environment and handle a number of different tasks at once to completion
  • Comfortable working with technology and able to understand its development and application
  • Ability to quickly issue-spot and apply sound judgment

We'd Love To See:

  • JD degree

If That Sounds Like You:

Apply if you think we're a good match. We'll get in touch to let you know what the next steps are, but in the meantime feel free to have a look at this:

Bloomberg is an equal opportunities employer and we value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

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